An established and successful event-driven and macro hedge fund, regulated by the FCA and SEC, is now looking for a Head of Compliance for their HQ in London, Mayfair.The successful candidate will report to the COO and be given plenty of autonomy. This is not the first compliance hire, so policies and procedures have already set up in the department, and this role will also supervise a junior compliance analyst. What will be involved:Acting as SMF16/17 for the business and as such, acting as the main point of contact with FCA and SEC, and any other relevant regulatory bodies;Conducting trade compliance monitoring across all asset classes traded, and implementing system improvements;Maintaining and improving the compliance monitoring programme, reviewing marketing materials;Training employees in the area of compliance and encouraging a strong culture of compliance within the fund;Keeping up-to-date with current and future regulatory laws both in UK and internationally.This role is full time in their Mayfair office, but our client does offer some flexibility around working hours as and when needed.A competitive base salary is on offer, along with an annual discretionary bonus and benefits (medical, dental etc.) For more information, please contact:matt@aysearch.com 07900 692209ORcelene@aysearch.com 07944 390723Due to a high volume of applications, we will only respond to those we deem suitable for the role.To keep up to date with Arbuthnot Yon and our latest job postings, please go on to our Company LinkedIn page and click follow.
Job Title
Head of Compliance