Surveillance Assistant Opportunity! We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai ! Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient in MS Office Word, Excel & PowerPoint Job Description: Analysing and Closing Exchange Surveillance Alerts Generating, Analysing and Closing Internal Surveillance Alerts Suspicious Reporting of Clients Analysing and Closing DP Surveillance Alerts Maintaining and Reporting MIS at Exchanges & Board Regular Monitoring and implementing of Exchange/Depository Circulars Talking to Clients/Branches for seeking clarification Any other Surveillance activities Preparing MIS for various exchange reporting’s
Job Title
Surveillance Assistant