Company Description RegEdge is a global boutique consulting firm specializing in helping financial institutions navigate complex regulatory landscapes. Our team consists of former Big 4 consultants and industry experts with deep expertise in capital markets. With teams in New York (USA), London (UK), and multiple locations in India, we deliver high-impact solutions to clients worldwide.The OpportunityWe are looking for aSenior Associate – Developer (Regulatory Reporting)to join our dynamic team. This role focuses onTrade and Transaction Reporting , particularly US SEC regulatory requirements such asConsolidated Audit Trail (CAT), Customer & Account Information System( CAIS) reporting, and Rule 605/606 . You will be responsible fordeveloping, testing, and automating solutionsto ensure data accuracy, reporting compliance, and workflow efficiency across regulatory reporting platforms.This is an exciting opportunity to work in a fast-paced, collaborative environment, leveraging technologies such as Python, SQL, Cloud Technologies, Snowflake, and automation testing frameworks to drive innovation in regulatory reporting solutions.Role Description As a Senior Associate – Developer & Testing (Regulatory Reporting) , you will play a key role in developing and testing data-driven solutions for compliance withCAT, CAIS, and 605/606 reporting requirements . Your focus will be onautomation, data validation, and process optimization , ensuring timely and accurate reporting.Key Responsibilities Develop and test solutions forConsolidated Audit Trail (CAT), CAIS, and SEC Rule 605/606 reporting . Design and implementdata transformation, validation, and automationfor regulatory reporting platforms. Collaborate with stakeholders to enhancedata quality, reporting accuracy, and compliance workflows . UtilizeSQL, Python, and Snowflaketo process, analyze, and transform large datasets. Build and maintainautomated testing frameworksto validate regulatory reporting accuracy. Investigate and troubleshootdata inconsistencies, reporting gaps, and system issues . Develop reports and dashboards usingTableau, Power BI, or similar toolsto monitor compliance metrics. Document business and technical requirements, ensuring alignment with regulatory standards.Qualifications 5+ years of experiencein development and testing, preferably in regulatory reporting. Strong proficiency inPython, SQL, Unix Scripting and Snowflakefor data processing and analysis. Familiarity withcloud platforms (e.g., AWS, Azure)for data storage and processing. Knowledge of additional programming languages or data analysis tools. Hands-on experience withautomation testing frameworksfor data validation. Understanding ofCAT, CAIS, 605/606, and other SEC regulatory reporting requirements . Experience working withETL tools, APIs, and cloud data warehouses . Familiarity withdata governance, data lineage, and reporting control frameworks . Strong analytical and problem-solving skills, with attention to detail. Experience in Agile methodologies and tools likeJIRA, Confluence, and Bit Bucket .Preferred Qualifications Experience in capital markets and regulatory reporting platforms. An MBA from a top-tier institution is a plus. Knowledge of financial markets, trading, and securities. Familiarity with FIX messages and trade lifecycle processes. Knowledge of broker-dealer compliance, trade surveillance, and order routing transparency. Hands-on experience with CI/CD pipelines and cloud-based deployment.What We Offer Competitive salary and benefits package. Opportunities for career growth and exposure to cutting-edge regulatory technologies. A collaborative and innovative work environment. Continuous learning and upskilling opportunities.To apply, please submit your resume and a cover letter.Equal Opportunities We are committed to fostering an inclusive and diverse workplace. We provide equal opportunities for all employees and job applicants, ensuring fair treatment regardless of age, disability, gender identity, marital status, pregnancy, race, nationality, religion, sex, or sexual orientation.
Job Title
Regulatory Reporting Technology (Developer) - Senior Associate