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3 days ago Be among the first 25 applicantsDirect message the job poster from GO MarketsUnlocking Greatness | Enhancing People Experience to Drive Growth and SuccessBoost your career in an award-winning global trading brokerage!Prime CBD location, close to Southern Cross stationLux Health & Wellness Building FacilitiesAbout the RoleWe''re looking for a dedicated Compliance Officer with a passion for compliance and risk management excellence to join our close-knit team at our Melbourne CBD Head Office! In this fully onsite role, youll support the close-knit Compliance team in upholding our compliance framework across multiple jurisdictions, ensuring our legislative, regulatory and contractual obligations are consistently met. This is your opportunity to make an impact, grow and shine with us!You''ll play a key role in ensuring smooth compliance operations and efficient administration, delivering exceptional support through comprehensive compliance reviews, maintaining a strong regulatory structure and actively supporting and contributing to risk management initiatives. With your sharp attention to detail, proactive approach, and commitment to excellence, you''ll be a driving force behind our compliance success. Your contributions truly matter!Why You''ll Love This Role:Diverse Experience: Hands-on experience with a broad range of compliance activities and a strong focus on meeting financial services regulations under the Corporations Act and AML/CTF legislation.Collaborative Environment: Be part of a dynamic and collaborative team who are passionate about maintaining compliance excellence.Skill Development: Accelerate your regulatory expertise by addressing a range of compliance challenges in financial services.Professional Interaction: Enhance your skills through meaningful engagement with stakeholders both locally and overseas, while strengthening your communication and interpersonal abilities.What You''ll Be Doing:Compliance Support: Assist in the day-to-day compliance activities, ensuring adherence to all legislative, regulatory and contractual requirements.Documentation & Record Keeping: Maintain and organise all compliance-related records and documentation in accordance with regulatory requirements including data entry and upkeep of various registers (e.g., legal, regulatory obligations, breaches, incidents).Audit & Regulatory Preparation: Support preparation for audits and reviews related to the Corporations Act and assist in preparing and completing required regulatory and compliance documents.Compliance Reviews: Conduct regular compliance reviews to ensure adherence to policies and procedures, particularly those under Section 912A of the Corporations Act and identify areas for improvement.Risk & Policy Management: Support risk management by identifying compliance risks, recommending mitigation strategies and monitoring compliance with internal policies and external regulatory obligations.KYC & ECDD: Undertake Know Your Customer (KYC) and Enhanced Customer Due Diligence (ECDD) checks in line with Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) legislation.Stakeholder Engagement & Query Resolution: Address compliance-related queries from staff, providing advice consistent with Corporations Act requirements and building strong relationships with key stakeholders.Respond to Compliance Queries: Address compliance-related queries from staff and ensure that advice is consistent with the requirements of the Corporations Act.What Youll Bring to the TableEducation: Bachelors degree in Commercial Law, Business, or a related field.Industry Experience: Demonstrated experience in a relevant financial services field, ideally within the FX/CFD sector.Industry Knowledge: Solid understanding of the Corporations Act and AML/CTF regulations.Professional Integrity: A high degree of ethical standards and professional integrity.Communication Skills & Stakeholder Engagement: Highly developed written and verbal communication skills, with an ability to effectively engage with internal teams and external regulatory bodies.Attention to Detail: Excellent attention to detail and accuracy, particularly when handling compliance documentation and records.Analytical Skills: Ability to quickly analyse and interpret information, with strong problem-solving abilities to identify risks and recommend appropriate mitigation strategies.Time Management & Organisational Skills: Demonstrated ability to meet tight deadlines, balance multiple priorities and effectively manage diverse compliance tasks.Team Player: Strong teamwork skills with a collaborative approach to tackling challenges and sharing insights within the team.Self-Starter: Highly motivated and passionate about compliance, capable of independently handling complex administrative tasks and driving compliance initiatives.Continuous Learning & Development: Dedicated to professional growth, with a commitment to staying informed on evolving compliance regulations and best practices.Why Youll Love Being Part of Our TeamJoin an Award-Winning Global Leader: Become a key player with an award-winning online trading brokerage.Fresh Coffee and Team Lunches: Enjoy daily fresh coffee and monthly themed team lunches with cuisines from around the world!Prime Location: Our CBD office on Collins Street is close to Southern Cross station, with fantastic restaurants and cafes just around the corner!Premium Office Building: Enjoy lux facilities, complimentary daily fitness classes and exciting wellness activities to keep you feeling great!Empowering Culture: Collaborate with top-tier industry professionals in a supportive team environment that celebrates diversity, innovation and the sharing of ideas to achieve outstanding results.Career Growth: We are dedicated to your professional development, providing hands-on opportunities to enhance your skills and accelerate your career growth.Impactful Work: Take pride in knowing your contributions drive the success and evolution of our products and services, with your efforts recognised and valued.Apply now with your CV and a Cover Letter highlighting how your skills and experience hit the role requirements! Salary based on relevant skills and experience. We''re eager to welcome self-motivated professionals who are passionate about learning and committed to continuous improvement.Thank you for your patience and understanding! We''re excited to review your application. While we''ll be shortlisting as soon as we can, you might hear from us over the next few weeks. We''ll be in touch with shortlisted candidates. Please note that only Australian citizens or permanent residents will be considered for this role.To succeed in this role, you''ll embody GO Markets values: Clients come first, Integrity and Compliance, and Innovation in all areas. #J-18808-Ljbffr